the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Estimating differential penetration of green (532 nm) laser light over sea ice with NASA’s Airborne Topographic Mapper: observations and models
Michael Studinger
Benjamin E. Smith
Nathan Kurtz
Alek Petty
Tyler Sutterley
Rachel Tilling
Abstract. Differential penetration of green laser light into snow and ice has long been considered a possible cause of range and thus elevation bias in laser altimeters. Over snow, ice, and water, green photons can penetrate the surface and experience multiple scattering events in the subsurface volume before being scattered back to the surface and subsequently the instrument’s detector, therefore biasing the range of the measurement. Newly formed sea ice adjacent to open water leads provides an opportunity to identify differential penetration without the need for an absolute reference surface or dual color lidar data. We use co-located, coincident high-resolution natural color imagery and airborne lidar data to identify surface and ice types and evaluate elevation differences between those surfaces. The lidar data reveal that apparent elevations of thin ice and finger-rafted thin ice can be several tens of cm below the water surface of surrounding leads. These lower elevations coincide with broadening of the laser pulse suggesting that subsurface volume scattering is causing the pulse broadening and elevation shift. To complement our analysis of pulse shapes and help interpret the physical mechanism behind the observed elevation biases, we match the waveform shapes with a model of scattering of light in snow and ice that predicts the shape of lidar waveforms reflecting from snow and ice surfaces based on the shape of the transmitted pulse, the surface roughness, and the optical scattering properties of the medium. We parameterize the scattering in our model based on the scattering length Lscat, the mean distance a photon travels between isotropic scattering events. The largest scattering lengths are found for thin ice that exhibits the largest negative elevation biases, where scattering lengths of several cm allow photons to build up considerable range biases over multiple scattering events, indicating that biased elevations exist in lower-level Airborne Topographic Mapper (ATM) data products. Preliminary analysis of ICESat-2 ATL10 data shows that a similar relationship between subsurface elevations (restored negative freeboard) and “pulse width” is present in ICESat-2 data over sea ice, suggesting that biased elevations caused by differential penetration likely also exist in lower-level ICESat-2 data products. The spatial correlation of observed differential penetration in ATM data with surface and ice type suggests that elevation biases could also have a seasonal component, increasing the challenge of applying a simple bias correction.
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Michael Studinger et al.
Status: open (until 02 Nov 2023)
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RC1: 'Comment on tc-2023-126', Anonymous Referee #1, 25 Sep 2023
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The manuscript "Estimating differential penetration of green (532 nm) laser light over sea ice with NASA’s Airborne Topographic Mapper: observations and models" examines possible reasons for the apparent negative elevation bias of thin ice (and possibly other materials that exhibit sub-surface scattering) in LIDAR measurements at 532 nm and proposes a correction-mechanism based on scattering simulations. The most important consequence of biased elevation measurements for the case of ice floes is that centimeter-scale uncertainties in freeboard result in decimeter-scale uncertainties in sea ice thickness with respective implications for calculations of total ice volumes. The results from air-borne measurements presented in this manuscript might be suitable to correct to space-borne LIDAR altimetry data, which is relevant for current research earth science, particularly in relation to global warming.
In general, the work is concise and well-written. However, a reader not familiar with the field (e.g., I am a laser physicist, not particularly familiar with the intricacies of LIDAR altimetry) might benefit from additional details and justifications that are potentially obvious to someone in the field. Hopefully, some of these points become clearer with the questions below.
Review criteria (according to instructions):
Does the paper address relevant scientific questions within the scope of TC?
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Does the paper present novel concepts, ideas, tools, or data?
-Yes, it proposes a scatter correction to elevation measurements relevant to earth science.
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Are substantial conclusions reached?
- Yes, the proposed corrections (scattering length >> elevation bias) seem to accurately capture the observed effects.
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Are the scientific methods and assumptions valid and clearly outlined?
- Partly.Appropriate references are made throughout the text, however, I believe that the manuscript would benefit from a direct discussion of the instrumentation, post-processing and analysis, as the observed effects of sub-surface scattering are at the limit of the experimental precision (see below for additional comments/suggestions).
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Are the results sufficient to support the interpretations and conclusions?
- As for point 3, the manuscript would benefit from additional details.
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Is the description of experiments and calculations sufficiently complete and precise to allow their reproduction by fellow scientists (traceability of results)?
- Including references (also to an upcoming work that will provide details of the sub-surface scattering calculations relevant to the results in this manuscript) the work seems complete and precise. See, however, points 3 and 4.
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Do the authors give proper credit to related work and clearly indicate their own new/original contribution?
- Yes.
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Does the title clearly reflect the contents of the paper?
- Yes.
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Does the abstract provide a concise and complete summary?
- Yes, but it is a bit long and missing a broader “outlook” or a quick overview of the implications of the work.
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Is the overall presentation well structured and clear?
- Yes.
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Is the language fluent and precise?
- Yes.
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Are mathematical formulae, symbols, abbreviations, and units correctly defined and used?
- Yes.
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Should any parts of the paper (text, formulae, figures, tables) be clarified, reduced, combined, or eliminated?
- Yes, clarified (see below).
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Are the number and quality of references appropriate?
- Yes.
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Is the amount and quality of supplementary material appropriate?
- Yes.
General questions:
Have laser wavelengths between 532 nm and 1064 nm been considered, such that return signals are stronger than at 1064 nm, while sub-surface scattering is reduced compared to 532 nm? Or are there currently no viable alternatives to what I assume are Q-switched Nd:YAG lasers?
Since the manuscript deals with signal differences that are close to the precision limit, it might be worth discussing the technical implementation, as well as the post-processing (particularly the algorithms used to determine the slant range and elevation) explicitly, instead of referring to previously published work. This would make the paper more comprehensible and give the reader a chance to better understand the problem at hand, without having to search through additional literature.
Naively, I would expect the rising edge of the waveform to be most sensitive to timing changes (largest change in signal amplitude upon temporal shift). In addition, would an algorithm using the earliest return photons, i.e. those scattering directly from the surface, not be less dependent of waveform broadening effects? As mentioned above, an explicit discussion of signal post-processing, specifically why the slant ranges are determined via the centroid tracking algorithm will be beneficial to the manuscript, as it is immediately relevant to the problem you are trying to address.
Regarding the previous: If I understand correctly (DOI: 10.1109/IGARSS.2011.6050002) using the rising edge for slant range determination is not invariant with signal integration / photon accumulation. However, for single passes over a water lead (the scenarios described in this manuscript) would it be feasible to use a constant integration length/time for all surface types involved? Would this allow using a threshold tracking algorithm and potentially provide bias free elevation measurements in the present case?
Again regarding the previous: According to Yi et al. 2015, DOI: 10.1109/TGRS.2014.2339737 there is a 3 cm precision improvement when using Gaussian or centroid methods compared to thresholding. However, wouldn't the reduced precision be acceptable in light of 10s of centimeter bias over various ice types?
It might be worth plotting return times on x-axis to allow for visual identification of centroid shift to longer return times (and resulting slant ranges). In addition, I would be interested in a visual comparison of the centroid shift with the shift in a threshold value, e.g. at 50% rise of the leading edge of the waveform.
Specific questions:
l. 250ff – Is the ice-type classification simply based on visual analysis of the natural-color images and if so, which parameters and features (brightness, visual layer overlap, … ) are used? Have these features in the past been identified and characterized by ground-truth measurements?
l. 265 – By “[…] classify laser footprints based on their visual appearance […]” do you mean based on their location with respect to the natural-color image? It is not clear, if the classification at this points is solely based on comparison with the optical image, or if it already involves analysis of the LIDAR waveforms.
Fig. 2 – Adding a panel showing the corrected LIDAR elevation measurements (result of this work) would be good.
Fig. 2 – Can you explain why over the water lead many data points are missing in the center of the scanned track?
Fig. 2 d): Please indicate the meaning of the two white arrows in the image or in the caption.
Figs. 2 and 3 – The shape of the symbols are hardly discernible.
l. 265 – Laser footprint(s) sounds like a term for the spatial dimension and distribution of the laser beam on the surface. Maybe in this context LIDAR data points would be a preferred terminology?
Fig. 4 – Please consider adding standard deviations for the averaged waveforms.
Fig. 9 – You show slant range differences of 0.28 m, however, the elevation bias for single layer thin ice is only 0.1 m. Is there a minimum distance that can be resolved in terms of surface and bottom return pulses, before the return pulses coalesce?
Related to the previous: Could you distinguish broadening due to volume scattering from the scenario in which one pulse is reflected from the water surface and a second from the ice, if the ice were submerged by only a few centimeters?
l. 334f – Would broadening of the return waveform over water, possibly due to sub-surface scattering induced by turbidity or the presence of submerged particles, thwart the efforts to find a universal range bias correction, as the reference signal for zero elevation would change?
l. 330 – I believe the reference should be to Fig. 4 a) and not to Fig. 4 b).
l. 331 – “The shift in centroid […] is negligible.” If the shift in panel a) for water is negligible, then the shift in panel b) for single-layer ice (0.58 and 0.8 versus 0.66 and 0.83) also seems negligible.
l. 333f – “… most of the laser light is reflected away from the receiver …” I don't think this statement is correct, because at the mentioned incidence angles less than 10% of the light will be reflected (specular) by the surface. Most will be refracted and enter the water (and be absorbed in the absence of scattering). Either way, the return signal strength will be very low.
l. 339 – The main text does not discuss the data presented in Fig. 4 b).
l. 368f – I believe the figure reference should again be to Fig. 4 a), since the sentence discussion the open water case.
4.2.3 – You state that roughness and slope broaden the waveform symmetrically, while sub-surface scattering leads to asymmetric waveform broadening. Yet, the broadening for single-layer ice in Fig. 4 b) seems rather symmetric than asymmetric, when compared to the range calibration waveform. Can you comment on this?
l. 440ff – Could you confirm you hypothesis that part of the ice is flooded by calculating the NDWIice for the image in Fig. 7? Since even the shallow edges of melt ponds in Fig. 8 b) show a clear NDWIice signal, wouldn't this be applicable to the flooding case as well? I am assuming the flooding is only by a few centimeters.
Fig. 10 – Consider adding a plot with corrected LIDAR elevations. Are you able to verify the corrected elevations via ground-truth measurements or other means?
Fig. 11 – Maybe you could include the waveform centroid in addition to the calculated bias. Am I assuming correctly that for the thin ice case, the centroid lies between 0 and the height bias value? In that case – since the centroid is a measure for elevation – showing the centroid values would highlight the main message of the manuscript.
Reference MacGregor et al. 2021a has duplicate 2021b.
Reference Kurtz et al. 2013a and 2013b are duplicates.
Citation: https://doi.org/10.5194/tc-2023-126-RC1 -
Michael Studinger et al.
Michael Studinger et al.
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