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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">TC</journal-id>
<journal-title-group>
<journal-title>The Cryosphere</journal-title>
<abbrev-journal-title abbrev-type="publisher">TC</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">The Cryosphere</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1994-0424</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/tc-9-1955-2015</article-id><title-group><article-title>Lead detection in Arctic sea ice from CryoSat-2: quality assessment, lead area fraction and width distribution</article-title>
      </title-group><?xmltex \runningtitle{CryoSat-2 lead detection}?><?xmltex \runningauthor{A.~Wernecke and L.~Kaleschke}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Wernecke</surname><given-names>A.</given-names></name>
          <email>andreas.wernecke@uni-hamburg.de</email>
        <ext-link>https://orcid.org/0000-0001-9057-3272</ext-link></contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Kaleschke</surname><given-names>L.</given-names></name>
          
        <ext-link>https://orcid.org/0000-0001-7086-3299</ext-link></contrib>
        <aff id="aff1"><institution>Institute of Oceanography, University of Hamburg, Bundesstrasse 53,
20146 Hamburg, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">A. Wernecke (andreas.wernecke@uni-hamburg.de)</corresp></author-notes><pub-date><day>15</day><month>October</month><year>2015</year></pub-date>
      
      <volume>9</volume>
      <issue>5</issue>
      <fpage>1955</fpage><lpage>1968</lpage>
      <history>
        <date date-type="received"><day>26</day><month>February</month><year>2015</year></date>
           <date date-type="rev-request"><day>30</day><month>March</month><year>2015</year></date>
           <date date-type="rev-recd"><day>17</day><month>September</month><year>2015</year></date>
           <date date-type="accepted"><day>28</day><month>September</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://tc.copernicus.org/articles/.html">This article is available from https://tc.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://tc.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://tc.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>Leads cover only a small fraction of the Arctic sea ice but
they have a dominant effect on the turbulent exchange
between the ocean and the atmosphere. A supervised
classification of CryoSat-2 measurements is performed by
a comparison with visual MODIS scenes. For several
parameters thresholds are optimized and tested in order to
reproduce this prior classification. The maximum power of
the waveform shows the best classification properties
amongst them, including the pulse peakiness. The sea surface height is derived and
its spread is clearly reduced for a classifier based on the maximum power compared to published ones.
Lead area fraction estimates based on
CryoSat-2 show a major fracturing event in the Beaufort Sea
in 2013. The resulting Arctic-wide lead width distribution
follows a power law with an exponent of 2.47 <inline-formula><mml:math display="inline"><mml:mo>±</mml:mo></mml:math></inline-formula> 0.04 for
the winter seasons from 2011 to 2014, confirming and
complementing a regional study based on a high-resolution
SPOT image.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Sea ice affects all interaction between the ocean and the
atmosphere, namely heat, mass and momentum transports in ice-covered
regions. It strongly reduces most of these types of
transport, thereby basically leaving these processes to
openings in the ice. These openings, called leads, appear
even in regions which are typically covered by thick ice,
like the central Arctic. Shear and divergence in the ice
cover create new leads <xref ref-type="bibr" rid="bib1.bibx30" id="paren.1"/>. Those areas can
exhibit huge temperature differences between cold air and
relative warm water. The resulting heat loss causes fast
formation of new ice. Even leads covered by thin ice show
much higher heat fluxes than the surrounding thick
ice <xref ref-type="bibr" rid="bib1.bibx29" id="paren.2"/>. The low albedo of leads promotes an
energy flow in the opposite direction which increases the
amount of absorbed insolation, resulting in a warming of the
underlying water. Leads reduce the internal strength of the
sea ice, enabling higher drifting
velocities <xref ref-type="bibr" rid="bib1.bibx35" id="paren.3"/> and are expected to influence
the atmospheric boundary layer
chemistry <xref ref-type="bibr" rid="bib1.bibx31" id="paren.4"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p>Large-scale satellite remote sensing studies of lead
occurrences have been done based on visual and thermal
imagers <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx49" id="paren.5"><named-content content-type="pre">e.g.,</named-content></xref>. They are
generally limited by the resolution of thermal infrared
measurements of about 1 km and by the influence of
clouds. By using passive microwave data, <xref ref-type="bibr" rid="bib1.bibx40" id="text.6"/>
avoided the requirement of free sky conditions but reduced
the resolution even further to 6.25 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. Despite this resolution a good
agreement with CryoSat-2 (CS-2) and the Advanced Synthetic Aperture Radar (ASAR)-based estimates of
the lead occurrence for leads wider than 3 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> has
been reported in <xref ref-type="bibr" rid="bib1.bibx40" id="text.7"/>. CryoSat-2-based lead
detection is expected to be a good complement to previous
estimates as it combines an increased resolution of some
hundred meters with a strong atmospheric independence. The
quality of this approach has been assessed
by <xref ref-type="bibr" rid="bib1.bibx52" id="text.8"/> for airborne surveys and is the topic
of this study for CS-2 measurements.</p>
      <p>Apart from the lead area, also the width distribution is
important for the turbulent heat transport in ice-covered
regions. A convective boundary layer evolves over leads which
increases in thickness towards the downwind side of the
lead <xref ref-type="bibr" rid="bib1.bibx2" id="paren.9"/>. This boundary layer dampens the heat flux per lead
area which is therefore higher for narrow leads than for
wider ones. This has led to different lead-width-dependent
heat transfer
formulations  <?xmltex \hack{\mbox\bgroup}?><xref ref-type="bibr" rid="bib1.bibx1" id="paren.10"><named-content content-type="pre">e.g.,</named-content></xref><?xmltex \hack{\egroup}?>. <xref ref-type="bibr" rid="bib1.bibx27" id="text.11"/>
show that the turbulent heat flux over leads is up to
55 % higher if using a power-law distribution down to
a lead width of 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> instead of considering all leads
as one large area of open water.</p>
      <p>The extent of Arctic sea ice has declined substantially over the
last decades <xref ref-type="bibr" rid="bib1.bibx42" id="paren.12"/>, while comparable studies
for the ice thickness are rare and struggle with
uncertainties <xref ref-type="bibr" rid="bib1.bibx25" id="paren.13"/>. Ice thickness estimates
based on upward-looking sonars on
submarines <xref ref-type="bibr" rid="bib1.bibx41" id="paren.14"><named-content content-type="pre">e.g.,</named-content></xref> or
moorings <xref ref-type="bibr" rid="bib1.bibx34" id="paren.15"/> have a relatively sparse
temporal and spatial coverage. Airborne and helicopter-based
thickness measurements utilize the strong difference
between the electromagnetic inductances of seawater and
ice. They are of great value for regional studies and
validation, but are restricted by the limited number of conducted
surveys <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx36 bib1.bibx37 bib1.bibx26" id="paren.16"/>.</p>
      <p>Sea ice thickness is retrieved from satellites by radiometry,
i.e., the influence of the ice thickness, salinity and
temperature on the emissivity and transmittance. Various
passive thermal to microwave sensors have been used (AVHRR,
MODIS, SSM/I, AMSR-E, MIRAS) <xref ref-type="bibr" rid="bib1.bibx51 bib1.bibx43 bib1.bibx28 bib1.bibx15 bib1.bibx45" id="paren.17"/>. As the ice thickness
information saturates for all these sensors at a certain
level, this approach is only capable of measuring relatively thin ice,
typically well below 1 m <xref ref-type="bibr" rid="bib1.bibx14" id="paren.18"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
      <p>Another approach utilizes altimetry in order
to derive the snow or ice freeboard, i.e., the elevation difference
between the sea surface height (SSH) and snow or ice
surface, respectively. Laser signals only reach the snow surface, while radar
altimeters basically show the snow–ice interface elevation. By considering the relevant densities and the snow
thickness those freeboards can be converted into ice thickness by assuming hydrostatic equilibrium. Sea ice thickness has
been derived from <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi>u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> band radar altimetry from the
European Remote Sensing satellites ERS-1 and ERS-2 as well as
Envisat and CS-2 <xref ref-type="bibr" rid="bib1.bibx21 bib1.bibx11 bib1.bibx22 bib1.bibx38" id="paren.19"/>. These radars are not restricted to clear sky
conditions, but limited knowledge of the snow loading and the
radar interaction with the snow layer currently limits the
accuracy of altimeter-derived sea ice thickness
estimates <xref ref-type="bibr" rid="bib1.bibx48 bib1.bibx17" id="paren.20"/>. Advantages of the radar
on CS-2, over earlier <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi>u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> band altimeters are the reduced
footprint size and noise due to the synthesis of overlapping
measurements, its orbit which allows a coverage up to
88<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and S and the potential of
interferometric measurements <xref ref-type="bibr" rid="bib1.bibx50" id="paren.21"/>.
In most parts of the Arctic Ocean, the Synthetic Aperture Radar (SAR) mode is
used except for many coastal areas where the SAR Interferometric (SARIn) mode
is applied. Until July 2014 the so-called “Wingham Box”
(80–85<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and 100–140<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> W) was another area of SARIn-mode
measurements.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1" specific-use="star"><caption><p>Typical CryoSat-2 waveforms from ice (left panel) and a lead
(right panel). The definition of the leading edge width (LEW), trailing
edge width (TEW) and maximum power (MAX) are illustrated, while the
pulse peakiness (PP) is inversely proportional to the gray areas that normalized
waveforms would have. The bin number can be converted into delay
time. Note the different scaling factors of the <inline-formula><mml:math display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> axis (<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>13</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> for the ice and lead waveform,
respectively).</p></caption>
        <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f01.png"/>

      </fig>

      <p>The SSH is crucial for altimeter-based ice thickness
retrievals. For this reason the altimeter
measurements are separated into those from ice and those from
leads (see Fig. <xref ref-type="fig" rid="Ch1.F1"/> for examples from CS-2).  The
lead measurements are used to derive the SSH, which acts as
reference for the freeboard. Leads covered by thin ice and
falsely detected leads (i.e., thick ice) result in an
overestimation of the SSH and therefore in a negative bias in
the derived freeboard and thickness. If considering only
a very few, assured lead measurements, the statistical error
increases <xref ref-type="bibr" rid="bib1.bibx3" id="paren.22"/>. It is therefore of high
interest to find a lead detection method which is very
trustworthy and detects as many leads as possible.</p>
      <p>In this study the quality of CS-2-based lead detection
procedures is assessed by a comparison with MODIS
measurements. Previously published classifiers are
implemented and compared with newly derived ones in
a receiver operating characteristics (ROC) graph. The most
promising one is subsequently used to derive the lead area
fraction and the lead width distribution. Thereby this study
attempts to close a gap of knowledge about the differences of
lead detection procedures from CS-2 and makes suggestions for
improvements, which has direct implications for sea ice
thickness estimates.</p>
</sec>
<sec id="Ch1.S2">
  <title>Methods</title>
<sec id="Ch1.S2.SS1">
  <title>The ground truth</title>
      <p>In order to optimize and compare the performance of different
classification routines, we choose a supervised
classification approach. Visual Moderate Resolution Imaging Spectroradiometer
(MODIS) measurements can be used to distinguish between sea ice and water
<xref ref-type="bibr" rid="bib1.bibx44" id="paren.23"/>. Two MODIS instruments are in operation on the NASA satellites
Terra and Aqua. They cover the earth surface every 1 to 2 days and measure in
36 spectral bands from visual (used here) to infrared <xref ref-type="bibr" rid="bib1.bibx4" id="paren.24"/>. We
identify land and cloud influences manually and are therefore able to rely
only on the MODIS band 2 (around 857 nm wavelength) level 1B reflectance as
reference data. It has a resolution of
250 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> and seems to be even more suited to identify
leads than band 1 (not shown). Dark areas with sharp edges
and linear shapes in the MODIS images are interpreted as
leads. CS-2 measurements from these areas, recorded less than
1 h before or after the MODIS acquisition, are manually
labeled as lead. In the same way we identify CS-2
measurements of ice, while all measurements with a mixture of
both classes within the footprint are excluded from this
study (see also Fig. <xref ref-type="fig" rid="Ch1.F2"/>a). The CS-2 footprint is assumed
to be 300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> in and 1500 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> across flight direction.
In the following, this ice/lead information is considered as ground truth, regardless of
possible mislabeling, for example, caused by unexpected high
ice velocities.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><caption><p>MODIS band 2 scene from 6 March 2013 in the southern Beaufort Sea combined with a CS-2 track taken 83 min later on. The CS-2 samples have been classified as lead (red) and ice (blue) manually <bold>(a)</bold> or by <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>PP</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> <bold>(b)</bold>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> <bold>(c)</bold>, RI14 <bold>(d)</bold> and LX13 <bold>(e)</bold>.
The classifier from <xref ref-type="bibr" rid="bib1.bibx40" id="text.25"/> detects no leads within this section.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f02.png"/>

        </fig>

      <p>The ground truth consists of 722 lead and 5768 ice measurements. Note that
this method is limited by the resolution of MODIS. CryoSat-2 measurements
which look like they originate from ice in MODIS scenes can actually contain
small amounts of leads. See Sect. 4.2 for a discussion on this
circumstance. The ground truth is acquired from February to the beginning of
May in 2012 and 2013 from seven MODIS granules in the eastern Beaufort Sea
and north of the Canadian Arctic Archipelago. For this time of the
year optical MODIS scenes are available and surface melting
can be ruled out. Within this study we use CryoSat-2 Level 1b
data with processor versions “SIR1SAR/4.0” and
“SIR1SAR/4.1” (Baseline B). These two SAR mode versions are
equivalent.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>Relation to physical properties</title>
      <p>Large-scale roughness results in a spread in time of the received CS-2 signal as exposed parts of the surface are reached earlier than low-lying parts.
Roughness with a scale smaller than the wavelength (<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn>2.2</mml:mn><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">cm</mml:mi></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi>u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> band) reduces the specularity of the surface.
Therefore measurements of the same position from
altering incidence angles are more similar for rough
surfaces <xref ref-type="bibr" rid="bib1.bibx50" id="paren.26"/>. In addition areas further away from the nadir
point have a stronger contribution, leading to an emphasized
signal following the first (nadir) peak <xref ref-type="bibr" rid="bib1.bibx19" id="paren.27"/>.
Energy conservation conditions a reduced maximal receivable signal if the emitted power is scattered in all directions by a rough surface.</p>
      <p>The characteristic impedance of the surface layer might also
influence the signal amplitude <xref ref-type="bibr" rid="bib1.bibx19" id="paren.28"/>. If the difference in impedance at
13.5 GHz of the uppermost layer and the air is small, there
is less reflection and more transmission into the
ice/snow. Within the medium it is partly absorbed and
scattered by inhomogeneities, again leading to a spread of
the signal with lower maximum values and a more homogeneous
angular distribution. This process could for example be
favored by a layer of snow with moderate temperature.</p>
      <p>As leads are locally bound, the fetch is too small for bigger
waves to evolve in the water. The thin ice cover, if present,
is yet neither physically deformed nor covered with
snow. Furthermore the microstructure of young ice is more
compact than of older ice as most brine pockets are filled
and fewer connections have evolved. Therefore leads can be
characterized by their commonly flat surface with relatively
high impedance difference to the air. The returns originating
from leads are expected to be compressed in time with higher
maximum values and stronger incidence angle dependency
(specular returns).</p>
      <p>The Doppler shift is used in the CS-2 SAR mode to split each returning echo
into 64 beams with different along-track incidence angles. For each processed
point on the ground ,all beams targeting this point from altering satellite
positions are combined to one waveform <xref ref-type="bibr" rid="bib1.bibx50" id="paren.29"/> i.e., the returned
power as function of time (see Fig. <xref ref-type="fig" rid="Ch1.F1"/> for typical ice and lead
waveforms). The following waveform-based parameters are used: maximum power,
pulse peakiness, leading edge width and trailing edge width.
While in the process of waveform formation the information of the angular dependency is disregarded, the beams are additionally integrated over time (summed) individually.
Thereby the incidence angle information is maintained in exchange for the temporal development.
The returning energy as function of beam number (i.e., incidence angle) is approximated by a fitted Gaussian distribution curve. We use the stack
standard deviation and the stack excess kurtosis parameters which are based on this curve.</p>

      <fig id="Ch1.F3"><caption><p>Flow chart of the cross-validation scheme used.</p></caption>
          <?xmltex \igopts{width=256.074803pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS3">
  <title>Parameter definition</title>
      <p><list list-type="bullet">
            <list-item>

      <p>The maximum power (MAX) is the highest recorded power of the calibrated waveform in Watts.</p>
            </list-item>
            <list-item>

      <p>The pulse peakiness (PP) has been established
by <xref ref-type="bibr" rid="bib1.bibx20" id="text.30"/> and is defined as the MAX divided by
the accumulated power (<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi>P</mml:mi><mml:mtext>WF</mml:mtext></mml:msup></mml:mrow></mml:math></inline-formula>) of all bins
constituting the waveform:

                      <disp-formula id="Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mtext>PP</mml:mtext><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mo>max⁡</mml:mo><mml:mfenced close=")" open="("><mml:msup><mml:mi>P</mml:mi><mml:mtext>WF</mml:mtext></mml:msup></mml:mfenced></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mn>128</mml:mn></mml:munderover><mml:msubsup><mml:mi>P</mml:mi><mml:mi>i</mml:mi><mml:mtext>WF</mml:mtext></mml:msubsup></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

                which is the same definition as used
by <xref ref-type="bibr" rid="bib1.bibx3" id="text.31"/>, while the values
of <xref ref-type="bibr" rid="bib1.bibx22" id="text.32"/> are divided by 100 and those
of <xref ref-type="bibr" rid="bib1.bibx38" id="text.33"/> by 128 for consistency.</p>
            </list-item>
            <list-item>

      <p>The left and right pulse peakiness (PPL and PPR)
from <xref ref-type="bibr" rid="bib1.bibx38" id="text.34"/> for Baseline B data are defined
as (R. Ricker, personal communication, January 2015):

                      <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E2"><mml:mtd/><mml:mtd><mml:mrow><mml:mtext>PPL</mml:mtext><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>15</mml:mn><mml:mo>⋅</mml:mo><mml:mo>max⁡</mml:mo><mml:mfenced open="(" close=")"><mml:msup><mml:mi>P</mml:mi><mml:mtext>WF</mml:mtext></mml:msup></mml:mfenced></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow><mml:mrow><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:munderover><mml:msubsup><mml:mi>P</mml:mi><mml:mi>i</mml:mi><mml:mtext>WF</mml:mtext></mml:msubsup></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd/><mml:mtd><mml:mrow><mml:mtext>PPR</mml:mtext><mml:mo>=</mml:mo><mml:mfrac><mml:mrow><mml:mn>15</mml:mn><mml:mo>⋅</mml:mo><mml:mo>max⁡</mml:mo><mml:mfenced open="(" close=")"><mml:msup><mml:mi>P</mml:mi><mml:mtext>WF</mml:mtext></mml:msup></mml:mfenced></mml:mrow><mml:mrow><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow><mml:mrow><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>+</mml:mo><mml:mn mathvariant="normal">6</mml:mn></mml:mrow></mml:munderover><mml:msubsup><mml:mi>P</mml:mi><mml:mi>i</mml:mi><mml:mtext>WF</mml:mtext></mml:msubsup></mml:mrow></mml:mfrac><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

                  where <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext></mml:mrow></mml:math></inline-formula> is the index of the maximal value of
the waveform. The PPL and PPR have been proposed in order to
reject off-nadir leads, the influence of which can not be quantified based on our methodology
(see Sect. <xref ref-type="sec" rid="Ch1.S2.SS1"/>). Therefore the PPL and PPR are not fully included
in this study. However, they are defined as we use the
classifier of <xref ref-type="bibr" rid="bib1.bibx38" id="text.35"/> for comparisons.</p>
            </list-item>
            <list-item>

      <p>The leading edge width (LEW) is defined as the width
between 1 and 99 % of the amplitude of a Gaussian fit
to the leading edge of the waveform. The fitted area starts
at the first bin, reaching 1 % of the maximum power
and ends at the second bin, following the first peak. The
first peak is the first local maximum reaching at least
50 % of the maximum power. To avoid bimodal waveforms,
we exclude measurements with a first peak smaller than
80 % of the maximum power from the ground truth. About 7.6 % of the waveforms are discarded in this way. Similar fits
and constrains are used by <xref ref-type="bibr" rid="bib1.bibx16" id="text.36"/>.</p>
            </list-item>
            <list-item>

      <p>The trailing edge width (TEW) is defined as the width
between 99 and 1 % of the amplitude of an exponentially
decaying fit to the trailing edge of the waveform. The
fitted area starts at the position of the maximum power and
ends at the last bin <xref ref-type="bibr" rid="bib1.bibx23" id="paren.37"><named-content content-type="pre">e.g.,</named-content></xref>.</p>
            </list-item>
            <list-item>

      <p>The stack standard deviation (SSD) is the standard
deviation (SD) of the mentioned Gaussian distribution
of the energy as function of beam number (i.e., incidence angle). The SSD describes the width of the Gaussian; it is not the SD of the
energy values themselves. We use the SSD in units of “beams” but it can
also be expressed in degrees. Due to the more specular characteristics of leads, the spread of power with incidence angle is expected to be smaller and so is the SSD for leads <xref ref-type="bibr" rid="bib1.bibx50" id="paren.38"/>.</p>
            </list-item>
            <list-item>

      <p>The stack excess kurtosis (SK) is also obtained from the
Gaussian approximation of the energy as function of beam number. Continuous Gaussian functions have in general an excess kurtosis
of zero, so how can the SK reach other values? This is attained by evaluating the Gaussian at the beam numbers. The excess
kurtosis of these discrete values is the SK <xref ref-type="bibr" rid="bib1.bibx50" id="paren.39"><named-content content-type="pre">Veit Helm, personal communication, June
2014;</named-content></xref>. The fitting of the Gaussian to the measured beam energies and subsequent evaluation of it at the very
same positions can be understood as a smoothing procedure. It is worth mentioning that this procedure might also limit the
information the SK provides. The kurtosis is a measure of the peakedness which is expected to be higher for leads.</p>
            </list-item>
          </list></p>
</sec>
<sec id="Ch1.S2.SS4">
  <title>Threshold optimization</title>
      <p>Threshold-based classifications are widely used to identify
leads from <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>K</mml:mi><mml:mi>u</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> band altimeters. We use a repeated random
cross-validation technique to derive and test
thresholds (<inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula>) (interested readers are referred to chapter 9 in <xref ref-type="bibr" rid="bib1.bibx8" id="altparen.40"/>).
<inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula> consists of one threshold for each parameter used for the
respective classifier. The cross-validation involves a random separation of
the ground truth samples into a training and a testing
subset, each of which consist of 50 % of all
samples. From the training subset we derive <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula> by using
Eq. (<xref ref-type="disp-formula" rid="Ch1.E4"/>)
and apply it to the testing set to investigate its
performance. The random assignment into subsets and the
testing of the newly derived <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula> is repeated 200
times for each classifier to get an overall performance and an estimation of its
spread. These steps are illustrated in Fig. <xref ref-type="fig" rid="Ch1.F3"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>ROC graph of tested classifiers with altering thresholds (<inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula>) on one (connected by lines) and two (marker) parameters as well as predefined classifiers (magenta markers). RO12 corresponds to the classifier used in <xref ref-type="bibr" rid="bib1.bibx40" id="text.41"/>. In the two-dimensional case, the color indicates one of the parameters, and the shape the other one. The inset is a zoom of small false lead rates.</p></caption>
          <?xmltex \igopts{width=312.980315pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f04.png"/>

        </fig>

      <p>As mentioned in Sect. <xref ref-type="sec" rid="Ch1.S1"/> there are different
applications for lead detection algorithms also resulting in
different demands on its characteristics. One plausible aim
is to reduce the total number of false detections to
a minimum. But one might also be interested in a more
conservative lead detection by reducing the amount of ice
being detected as lead (false leads) at the cost of fewer
correctly detected leads (true leads). A more conservative
detection might be used for a freeboard retrieval as false
leads might result in a bias while high true lead rates are
not always of high importance.</p>
      <p>To take these different demands into account we include
a weighting factor <inline-formula><mml:math display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula> in the cost function.

                <disp-formula id="Ch1.E4" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mtext>cost</mml:mtext><mml:mo>(</mml:mo><mml:mi mathvariant="bold">Θ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mi>w</mml:mi><mml:mo>⋅</mml:mo><mml:mtext>False</mml:mtext><mml:mi mathvariant="italic">_</mml:mi><mml:mtext>Ice</mml:mtext><mml:mo>(</mml:mo><mml:mi mathvariant="bold">Θ</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mtext>False</mml:mtext><mml:mi mathvariant="italic">_</mml:mi><mml:mtext>Leads</mml:mtext><mml:mo>(</mml:mo><mml:mi mathvariant="bold">Θ</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>False</mml:mtext><mml:mi mathvariant="italic">_</mml:mi><mml:mtext>Ice</mml:mtext></mml:mrow></mml:math></inline-formula> represents the number of
lead samples classified as ice. <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula> is derived by
minimizing the cost function on the training subset using the
Nelder–Mead simplex algorithm <xref ref-type="bibr" rid="bib1.bibx32" id="paren.42"/> with up to 400 initial guesses
to find the global minimum. The Nelder–Mead method is an unconstrained direct search
algorithm for multidimensional minimization. This optimization reduces primarily false leads for <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">0</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>w</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, while for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> the total number of false
classifications (false ice <inline-formula><mml:math display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula> false leads) is minimized. We use the parameter acronym
with the weight as index to point at the corresponding one-dimensional classifier.</p>
      <p>This methodology is applied to all single parameters and all
possible pairs of them. In the latter case, <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula> is derived as the combination of both thresholds with the smallest value of the cost function.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Results</title>
<sec id="Ch1.S3.SS1">
  <title>Classification performance</title>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p><bold>(a)</bold> ROC graph including error
estimates in terms of SD of the 200 runs for each weight of the
single-feature classifiers using the MAX, PP and LEW as well as
the performances and SDs of the predefined classifiers. For
comparison, the performances of selected two-dimensional
classifiers are included. <bold>(b)</bold> Performances of each
individual run being part of the single-feature classifiers using
the MAX, PP and LEW with weights of 0.5 and 1 (dots) in
combination with mean values for all weights (lines).</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f05.png"/>

        </fig>

      <p>In Fig. <xref ref-type="fig" rid="Ch1.F2"/> the CS-2 track essentially crosses
three wider leads, two of which are brighter at the northern
side. This indicates that they are covered by ice on this
side, while the southern side might exhibit open water. The
third wider lead around 71.2<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N and a thinner one at
71.75<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N seem both to be completely covered by thin
ice.  The manual classification in Fig. <xref ref-type="fig" rid="Ch1.F2"/>a only
visualizes the methodology as the time difference is larger
than 1 h and this scene is therefore not part of the
ground truth. Gaps in the track occur when the MODIS
information of CS-2 footprints cannot be assigned
unambiguously to leads or ice. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>PP</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and the
classifier developed by <xref ref-type="bibr" rid="bib1.bibx38" id="text.43"/> (hereinafter called RI14) show strong similarities
as they detect all relevant leads while lead detections are
very rare where the MODIS scene shows ice. However all of them show in some cases a mixture of ice and lead detections within wide
leads (not shown). The classifier
used by <xref ref-type="bibr" rid="bib1.bibx22" id="text.44"/> (hereinafter called LX13) detects all visible leads without
a significant number of missing lead detections, but it also
detects leads where no or only weak indications for them can
be found in the MODIS scene.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6"><caption><p>Sea surface height anomaly from different classifiers along a typical descending CS-2 track from 6 March 2013. The shaded segment corresponds to the section shown in Fig. <xref ref-type="fig" rid="Ch1.F2"/>.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f06.png"/>

        </fig>

      <p>Figure <xref ref-type="fig" rid="Ch1.F4"/> shows a receiver operating
characteristics (ROC) graph of all tested classifiers. Each
classifier is represented by one point in the graph, the
position of which is defined by its true lead rate (TLR; the
amount of correctly detected leads divided by the number of
tested lead samples) and false lead rate (FLR; the number of
ice measurements in the ground truth detected as lead divided by the number of
tested ice samples). The upper left corner corresponds to
ideal classifiers and the principle diagonal represents
random assignments. For each parameter and pairs of them, we
use different weights, resulting in different <inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula>
and corresponding performances. For single parameter
classifiers, 15 different weights (0.001, 0.1, 0.2, 0.3, 0.4,
0.5, 0.6, 0.7, 0.8, 1, 2, 5, 10, 30, 100) are applied to
capture the development of the performance (from the lower
left corner to the upper right in Fig. <xref ref-type="fig" rid="Ch1.F4"/>) while
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn>0.001</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> are used in the two-dimensional
case.  To follow the performance of e.g., MAX-based
classifiers one can start with small <inline-formula><mml:math display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula>, implying high
values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Θ</mml:mi></mml:math></inline-formula> which only detects a few leads (lower
left corner in Fig. <xref ref-type="fig" rid="Ch1.F4"/>). With increasing <inline-formula><mml:math display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula> and
decreasing <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Θ</mml:mi></mml:math></inline-formula>, the TLR increases in the beginning much
faster than the FLR. At some point the number of correct lead
detections is mostly constant, while a further lowering of
<inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">Θ</mml:mi></mml:math></inline-formula> mainly increases the number of ice measurements
which are detected as lead.  As relative performances are
shown, the classifier closest to the upper left corner is not
necessarily the “best” one but if one classifier is on the
upper left side of another it can be considered as
superior. Further remarks on ROC graphs are given
by <xref ref-type="bibr" rid="bib1.bibx10" id="text.45"/>.</p>
      <p>It is, at this point, not important how the thresholds
(<inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula>) are derived but only the combination of its
value and performance. This allows us to compare the
classifiers found here with those that other authors have
developed, independent from the optimization routine.</p>
      <p>Classifiers based on the maximum power (MAX) appear on the
upper left side of all others on the whole range of
Fig. <xref ref-type="fig" rid="Ch1.F4"/>. Only classifiers using two parameters
including the MAX (black marker) reach the single-feature MAX
classifications and are in all cases very close to them. All
other classifiers based on pairs also show very similar
results to that classifier based on the single, more suited
parameter within its pair.</p>
      <p>The PP- and LEW-based classifiers show strong similarities and
have the second-best combinations of true and false lead
Rates.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F5"/>a illustrates the spread within the
runs in terms of the SD of the true and false
lead rates. The differences between all shown one-dimensional
classifiers and the corresponding two-dimensional ones are
clearly smaller than the inherent fluctuations and are
therefore considered as not significant. The classifiers
based on the MAX are separated from the others by more than
their SDs for small weights, while they are
not for higher weights. However, the fluctuation in classifier performance of individual runs with the same weight occur mostly in the direction of
the mean performances of neighboring weights on the same parameter (i.e., along the lines) as shown in Fig. <xref ref-type="fig" rid="Ch1.F5"/>b.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Sea surface height</title>
      <p>The SSH is calculated as a second stage of assessing the quality of
classifiers. To derive the SSH from leads is a popular application; to test
the classifier behavior in this context is therefore a very practical
approach. This is done statistically by investigating the stability of SSH
estimates from different classifiers.</p>
      <p>The function <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>A</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mtext>sinc</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:msub><mml:mi>B</mml:mi><mml:mi>w</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is fitted to the
waveform from <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>P</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow><mml:mtext>WF</mml:mtext></mml:msubsup></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>P</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mtext>max</mml:mtext><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow><mml:mtext>WF</mml:mtext></mml:msubsup></mml:mrow></mml:math></inline-formula>.
Where <inline-formula><mml:math display="inline"><mml:mi>A</mml:mi></mml:math></inline-formula> is the amplitude, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>B</mml:mi><mml:mi>w</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>320</mml:mn><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="normal">MHz</mml:mi></mml:mrow></mml:math></inline-formula> is the received bandwidth
and <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">τ</mml:mi></mml:math></inline-formula> the delay time. <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">τ</mml:mi><mml:mn mathvariant="normal">0</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is the center of the fit and is used as
the tracking point, i.e., the delay time which is assumed to correspond to the return
from the main scattering surface. <xref ref-type="bibr" rid="bib1.bibx16" id="text.46"/> have shown that specular
returns are well approximated by a <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mtext>sinc</mml:mtext><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula> function and that the
tracking point should be defined close to the maximum of the waveform. The
range is corrected for atmospheric influences (ionosphere, wet and dry
troposphere, dynamic atmosphere and the inverse barometric effect) and tides
(namely: ocean, long period, solid earth, polar and ocean loading tides) as
provided in the CS-2 L1B data. The surface elevation of lead measurements is
considered as SSH. All SAR mode measurements from January to March of the
years 2011 to 2014 are brought to a <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>10</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">km</mml:mi><mml:mo>×</mml:mo><mml:mn>10</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> grid.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F6"/> shows the SSH anomaly, i.e., the difference of
individual measurements along a CS-2 track from the multi-year mean SSH
field. The LX13 shows the largest number of lead detections and the strongest
SSH anomalies. The other three classifiers show a more similar behavior but
with the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> having a notably reduced number of large (outside of
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn>0.2</mml:mn><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>) SSH anomalies.</p>
      <p>The mean SSH field could be used as reference for ice thickness estimates.
The variance around it acts as an indicator for its reliability and is caused
by SSH variability, noise and the lead detection behavior. We expect
differences of the variance between the classifiers to be caused only by the
detection behavior, namely the inclusion/exclusion of ice and/or off-nadir
lead measurements. Figure <xref ref-type="fig" rid="Ch1.F7"/> shows the variance distribution of
selected classifiers based on the gridded SSH estimates. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
shows in general the smallest variances, while the histograms converge to
zero with increasing variances for all classifiers in a similar way.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <title>Spatial distribution</title>
      <p>In the following sections we use the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
which has been derived by minimizing the total
number of false classifications and its results are therefore
taken as the best representation of the overall lead
occurrence.</p>
      <p>Figure <xref ref-type="fig" rid="Ch1.F8"/> shows the lead fraction in the Arctic
region as derived from CS-2 by dividing the number of
detected lead measurements by the total number of
measurements from January to March 2011. The AMSR-E Arctic
lead area fraction <xref ref-type="bibr" rid="bib1.bibx39 bib1.bibx40" id="paren.47"/>
(downloaded in September 2014) is also shown, combined over
the same period and brought to the same spatial resolution.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>Histograms of grid cell SSH variance from different classifiers. Only values based on at least three lead detections are considered.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f07.png"/>

        </fig>

      <p>Lead detections from CS-2 are most common in Baffin Bay,
the Fram Strait region, the northern Barents Sea and the Kara
Sea, as well as in the western Laptev Sea and the Chukchi Sea, all with
lead fractions up to around 15 %
(Fig. <xref ref-type="fig" rid="Ch1.F8"/>a). The central Arctic, including the area
north of the Canadian Arctic Archipelago and the northern
Canada Basin, show low lead fractions of around
0–1.5 %. In the southern Beaufort Sea and especially its
shear zone next to the coastline, lead fraction values of up
to 6 % occur.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><caption><p>Lead fraction derived from CS-2 SAR mode <bold>(a)</bold> and from <xref ref-type="bibr" rid="bib1.bibx40" id="text.48"/> <bold>(b)</bold> on a north polar stereographic grid with a resolution of <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>99.5</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">km</mml:mi><mml:mo>×</mml:mo><mml:mn>99.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, merged from January to March 2011. Only values based on at least 2000 CS-2 measurements north of 65<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N <bold>(a)</bold> or with a grid cell data coverage of 10 % or more <bold>(b)</bold> are shown. Missing CS-2 estimates north of Canada are caused by the use of the SARIn mode in the Wingham Box.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f08.png"/>

        </fig>

      <p>A somewhat different picture of the lead fraction pattern
emerges by using the AMSR-E Arctic lead area fraction
from <xref ref-type="bibr" rid="bib1.bibx40" id="text.49"/> (Fig. <xref ref-type="fig" rid="Ch1.F8"/>b). In areas
covered by both estimates, the CS-2-based one mostly appears
to be higher than the AMSR-E-based estimate. This is not the
case in the southeastern Beaufort Sea, where the AMSR-E
product shows values of 15 % and more, while they reach
from 1.5 to 5 % for the CS-2-based estimate. We observe
reasonable agreements in the Fram Strait region, the East
Siberian Sea and the Chukchi Sea. Increased values occur for
both estimates near islands like Svalbard, Franz Josef Land,
Severnaya Zemlya and Wrangel Island. However there are
big differences between the data sets in the Baffin Bay, the
Fram Strait regions close to the ice edge, the northern
Barents Sea and the Kara Sea, where CS-2 consistently detects
more leads than the AMSR-E lead area fraction indicates.</p>
      <p>While a daily open ocean mask is provided for the AMSR-E
product, we consider all areas north of 65<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N for
the CS-2-based estimates. The ice edge on the Atlantic side,
as indicated by the AMSR-E mask, agrees well with the
transition of CS-2 lead fractions from zero to higher values.</p>
      <p>By the end of February 2013 the whole Beaufort Sea was
pervaded by leads. Favored by storms, in mid-February, the ice started to move into the direction of the Bering Strait,
causing a divergence in the pack ice. This is the reason for
the opening of leads, beginning in the western part and
propagating to the east. This process accelerated around
27 February after which all but the fast ice at the
Canadian coast and the sea ice at the Canadian Arctic
Archipelago was fractured. See also <xref ref-type="bibr" rid="bib1.bibx5" id="text.50"/> for
further descriptions.</p>
      <p>By comparing the CS-2 lead fractions from February and March 2013 (Fig. <xref ref-type="fig" rid="Ch1.F9"/>), the pattern of this fracture
event is reproduced with a proper shape and amplitude. Most
lead patterns can be observed in both months, in many cases
slightly decreasing in amplitude towards March. However,
while in February, noticeable amounts of leads are only detected
in the western part of the Beaufort Sea, the complete
region shows 8 to 15 % lead coverage in March.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9" specific-use="star"><caption><p>Lead fraction derived from CS-2 SAR mode
on a north polar stereographic grid with a resolution of
<inline-formula><mml:math display="inline"><mml:mrow><mml:mn>99.5</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">km</mml:mi><mml:mo>×</mml:mo><mml:mn>99.5</mml:mn></mml:mrow></mml:math></inline-formula> km from February <bold>(a)</bold> and
March 2013 <bold>(b)</bold>. Only lead fraction values north of
65<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N based on at least 1000 measurements are shown. Missing estimates north of Canada are caused by the use of the SARIn mode in the Wingham Box.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f09.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS4">
  <title>Apparent lead width</title>
      <p>To investigate the lead width distribution we use a proxy
which we call apparent lead width. The apparent lead width is
the number of consecutive <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> lead detections
multiplied by the approximate distance between two positions
of 300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>. It can be seen as a measure of the CS-2
track interval over a crossed lead or as the width of a lead
how it appears in the one-dimensional domain of the CS-2
track. If the lead orientation is orthogonal to the CS-2
track, the apparent lead width is our best estimate of the
actual lead width. We do not allow any ice detection within
a lead which will in case of false detections split a lead
into smaller ones.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10"><caption><p>Apparent lead width distribution from all
CS-2 SAR mode ocean measurements north of 65<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> N in winter
season (JFM) from 2011 to 2014. The distribution of a power law
with exponent of 2.47 is included for comparison, forming
a straight line in a double logarithmic presentation. See text for
definition of the apparent lead width.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://tc.copernicus.org/articles/9/1955/2015/tc-9-1955-2015-f10.pdf"/>

        </fig>

      <p>The apparent lead width distribution follows a power law in
winter months with an exponent <inline-formula><mml:math display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> of 2.47 for values of
600 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> and more (Fig. <xref ref-type="fig" rid="Ch1.F10"/>). A quantity <inline-formula><mml:math display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>
is classified as being power law-distributed if its probability density
function <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>p</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> satisfies:

                <disp-formula id="Ch1.E5" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mi>p</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>∝</mml:mo><mml:msup><mml:mi>z</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mi>a</mml:mi></mml:mrow></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          It is derived following
the approximation of <xref ref-type="bibr" rid="bib1.bibx7" id="text.51"/> for discrete
distributions with a simple adjustment for a step size of
300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> as shown in Eq. (<xref ref-type="disp-formula" rid="Ch1.E6"/>).

                <disp-formula id="Ch1.E6" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mi>a</mml:mi><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msub><mml:mi>N</mml:mi><mml:mi>Z</mml:mi></mml:msub><mml:msup><mml:mfenced close=")" open="("><mml:munderover><mml:mo movablelimits="false">∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>Z</mml:mi></mml:msub></mml:mrow></mml:munderover><mml:mi>ln⁡</mml:mi><mml:mfrac><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mtext>min</mml:mtext></mml:msub><mml:mo>-</mml:mo><mml:mfrac><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac><mml:mo>⋅</mml:mo><mml:mn>300</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:mfrac></mml:mfenced><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></disp-formula>

          For the calculation of the power-law exponent, only apparent
lead widths <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> with a width equal or higher than
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>z</mml:mi><mml:mtext>min</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn>900</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> are considered, with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>N</mml:mi><mml:mi>Z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
being the amount of them. A line representing a power law
with the calculated exponent is displayed in Fig. <xref ref-type="fig" rid="Ch1.F10"/>.
It shows the validity of this approximation
down to 600 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> as the slopes of both lines agree very well.</p>
      <p>The interannual variability is small, with exponents between
2.42 in 2013 and 2.52 in 2011 with a SD of
0.04 amongst all 4 years. Differences between January,
February and March of the same year are even smaller while
the exponent decreases towards spring and autumn. All
calculated distributions follow a power law for
apparent lead widths of 600 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> and more.</p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Discussion</title>
<sec id="Ch1.S4.SS1">
  <title>Classification performances</title>
      <p>Classifiers based on the MAX parameter generally show the
best ratio between true and false lead rate. A classifier using <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>MAX</mml:mtext><mml:mo>&gt;</mml:mo><mml:mn>2.58</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">W</mml:mi></mml:math></inline-formula> as threshold
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) detects 68.18 % of all leads correctly,
while only 3.41 % of the tested ice measurements in the ground truth are
detected as leads. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>PP</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> using 0.35
as threshold has a TLR of 64.66 % (instead of
68.18 %) and a FLR of 4.09 % (instead of
3.41 %). The differences are even stronger for higher
thresholds of <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>1.22</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">W</mml:mi></mml:math></inline-formula> and 0.425,
respectively (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn>0.5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>PP</mml:mtext><mml:mn>0.5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
Table <xref ref-type="table" rid="Ch1.T1"/>).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p>Selected classifier performance. The last three
classifiers are (from bottom to
top): RI14, from <xref ref-type="bibr" rid="bib1.bibx40" id="text.52"/>
and LX13. TL: true leads; FL: false leads; TI: true
ice; FI: false ice; TLR and FLR: true and false lead rates (%);
eTLR and eFLR: SDs of TLR and FLR within runs (%). A list of all
tested classifier performances is provided in the Supplement.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="11">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="center"/>
     <oasis:colspec colnum="7" colname="col7" align="center"/>
     <oasis:colspec colnum="8" colname="col8" align="right"/>
     <oasis:colspec colnum="9" colname="col9" align="right"/>
     <oasis:colspec colnum="10" colname="col10" align="center"/>
     <oasis:colspec colnum="11" colname="col11" align="center"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Par.</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mi>w</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mi mathvariant="bold">Θ</mml:mi></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">TL</oasis:entry>  
         <oasis:entry colname="col5">FL</oasis:entry>  
         <oasis:entry colname="col6">TI</oasis:entry>  
         <oasis:entry colname="col7">FI</oasis:entry>  
         <oasis:entry colname="col8">TLR</oasis:entry>  
         <oasis:entry colname="col9">FLR</oasis:entry>  
         <oasis:entry colname="col10">eTLR</oasis:entry>  
         <oasis:entry colname="col11">eFLR</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">MAX</oasis:entry>  
         <oasis:entry colname="col2"><inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn>4.28</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">10 336</oasis:entry>  
         <oasis:entry colname="col5">226</oasis:entry>  
         <oasis:entry colname="col6">576 597</oasis:entry>  
         <oasis:entry colname="col7">61 841</oasis:entry>  
         <oasis:entry colname="col8">14.32</oasis:entry>  
         <oasis:entry colname="col9">0.04</oasis:entry>  
         <oasis:entry colname="col10">2.07</oasis:entry>  
         <oasis:entry colname="col11">0.05</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">MAX</oasis:entry>  
         <oasis:entry colname="col2">0.5</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn>1.22</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">29 435</oasis:entry>  
         <oasis:entry colname="col5">4220</oasis:entry>  
         <oasis:entry colname="col6">572 634</oasis:entry>  
         <oasis:entry colname="col7">42 711</oasis:entry>  
         <oasis:entry colname="col8">40.80</oasis:entry>  
         <oasis:entry colname="col9">0.73</oasis:entry>  
         <oasis:entry colname="col10">3.26</oasis:entry>  
         <oasis:entry colname="col11">0.24</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">MAX</oasis:entry>  
         <oasis:entry colname="col2">1</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn>2.58</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">49 204</oasis:entry>  
         <oasis:entry colname="col5">19 689</oasis:entry>  
         <oasis:entry colname="col6">557 143</oasis:entry>  
         <oasis:entry colname="col7">22 964</oasis:entry>  
         <oasis:entry colname="col8">68.18</oasis:entry>  
         <oasis:entry colname="col9">3.41</oasis:entry>  
         <oasis:entry colname="col10">5.89</oasis:entry>  
         <oasis:entry colname="col11">0.73</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">MAX</oasis:entry>  
         <oasis:entry colname="col2">1</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn>2.55</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">48 808</oasis:entry>  
         <oasis:entry colname="col5">19 580</oasis:entry>  
         <oasis:entry colname="col6">557 305</oasis:entry>  
         <oasis:entry colname="col7">23 307</oasis:entry>  
         <oasis:entry colname="col8">67.68</oasis:entry>  
         <oasis:entry colname="col9">3.39</oasis:entry>  
         <oasis:entry colname="col10">5.61</oasis:entry>  
         <oasis:entry colname="col11">0.72</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">TEW</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">200</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">PP</oasis:entry>  
         <oasis:entry colname="col2">0.5</oasis:entry>  
         <oasis:entry colname="col3">0.425</oasis:entry>  
         <oasis:entry colname="col4">22 677</oasis:entry>  
         <oasis:entry colname="col5">7728</oasis:entry>  
         <oasis:entry colname="col6">569 244</oasis:entry>  
         <oasis:entry colname="col7">49 351</oasis:entry>  
         <oasis:entry colname="col8">31.48</oasis:entry>  
         <oasis:entry colname="col9">1.34</oasis:entry>  
         <oasis:entry colname="col10">8.62</oasis:entry>  
         <oasis:entry colname="col11">0.71</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">PP</oasis:entry>  
         <oasis:entry colname="col2">1</oasis:entry>  
         <oasis:entry colname="col3">0.35</oasis:entry>  
         <oasis:entry colname="col4">46 602</oasis:entry>  
         <oasis:entry colname="col5">23 623</oasis:entry>  
         <oasis:entry colname="col6">553 307</oasis:entry>  
         <oasis:entry colname="col7">25 468</oasis:entry>  
         <oasis:entry colname="col8">64.66</oasis:entry>  
         <oasis:entry colname="col9">4.09</oasis:entry>  
         <oasis:entry colname="col10">4.94</oasis:entry>  
         <oasis:entry colname="col11">0.66</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">PP</oasis:entry>  
         <oasis:entry colname="col2">–</oasis:entry>  
         <oasis:entry colname="col3">0.18</oasis:entry>  
         <oasis:entry colname="col4">59 809</oasis:entry>  
         <oasis:entry colname="col5">73 003</oasis:entry>  
         <oasis:entry colname="col6">504 042</oasis:entry>  
         <oasis:entry colname="col7">12 146</oasis:entry>  
         <oasis:entry colname="col8">83.12</oasis:entry>  
         <oasis:entry colname="col9">12.65</oasis:entry>  
         <oasis:entry colname="col10">1.40</oasis:entry>  
         <oasis:entry colname="col11">0.42</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">SSD</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">4</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">MAX</oasis:entry>  
         <oasis:entry colname="col2">–</oasis:entry>  
         <oasis:entry colname="col3"><inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">6</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">6576</oasis:entry>  
         <oasis:entry colname="col5">00</oasis:entry>  
         <oasis:entry colname="col6">576 811</oasis:entry>  
         <oasis:entry colname="col7">65 613</oasis:entry>  
         <oasis:entry colname="col8">9.11</oasis:entry>  
         <oasis:entry colname="col9">0.00</oasis:entry>  
         <oasis:entry colname="col10">1.12</oasis:entry>  
         <oasis:entry colname="col11">0.00</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">PP</oasis:entry>  
         <oasis:entry colname="col2">–</oasis:entry>  
         <oasis:entry colname="col3">0.3125</oasis:entry>  
         <oasis:entry colname="col4">43 875</oasis:entry>  
         <oasis:entry colname="col5">28 599</oasis:entry>  
         <oasis:entry colname="col6">548 145</oasis:entry>  
         <oasis:entry colname="col7">28 381</oasis:entry>  
         <oasis:entry colname="col8">60.72</oasis:entry>  
         <oasis:entry colname="col9">4.96</oasis:entry>  
         <oasis:entry colname="col10">1.74</oasis:entry>  
         <oasis:entry colname="col11">0.27</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">SSD</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">4</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">SK</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">PPL</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">40</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">PPR</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3">30</oasis:entry>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>  
         <oasis:entry colname="col7"/>  
         <oasis:entry colname="col8"/>  
         <oasis:entry colname="col9"/>  
         <oasis:entry colname="col10"/>  
         <oasis:entry colname="col11"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>The performances of individual runs overlap only slightly
for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> and are well separated for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula>. This shows
that the performance improvement is significant. The
increased fluctuation in the direction of neighboring
weights in Fig. <xref ref-type="fig" rid="Ch1.F5"/>b is likely to be caused by
a variability of the thresholds caused by the repeated
optimization.</p>
      <p>For airborne surveys with a device very similar to SIRAL
on CS-2, <xref ref-type="bibr" rid="bib1.bibx52" id="text.53"/> also found the MAX
parameter to have fewer false lead classifications than all
other parameters. The best combination of parameters (MAX
&amp; TEW) with a Bayesian classifier improves its rate only
slightly from 6.5 to 6.2 %. <xref ref-type="bibr" rid="bib1.bibx52" id="text.54"/>
define the false lead classification Rate (FLCR) as the
percentage of all lead detections originating from sea
ice. This is different to our false lead rate as we use the
number of true ice measurements as a base. The FLCR
calculated from the absolute values in
Table <xref ref-type="table" rid="Ch1.T1"/> are 28.6 and 12.5 % for
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn>0.5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
respectively. One reason for higher error rates of CS-2 is
the reduced resolution of <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>300</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mi mathvariant="normal">m</mml:mi><mml:mo>×</mml:mo><mml:mn>1500</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> in
contrast to around <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>10</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mi mathvariant="normal">m</mml:mi><mml:mo>×</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> for the airborne
device; thereby it becomes much more likely that different
surface types occur within one footprint. Further we have
to allow for some temporal differences in the data
acquisition and have to collocate the data sets, while for
the airborne surveys optical images are taken
simultaneously. Deficiencies of the ground truth which might be caused by ice drift and opening/closing of leads between the data acquisition, collocation and unnoticed narrow leads increase
the error rates which might therefore be overestimated.</p>
      <p>Compared to their MAX classifier, the PP classifier
of <xref ref-type="bibr" rid="bib1.bibx52" id="text.55"/> detects more leads from
both, ice and lead measurements. This is directly connected
to applied thresholds and is not a parameter property. For
a solid decision as to which parameter is suited best for lead
detection, it is necessary to vary the thresholds.</p>
      <p>Three classifiers developed by other authors are included in this study. With
the same number of false leads, the true lead rates can be increased for our
data set from 9 to <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 13 % <xref ref-type="bibr" rid="bib1.bibx40" id="paren.56"/>, from
83 to <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 89 % (LX13) or from 61 to <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 79 % (RI14) if a MAX-based classifier is used instead (Fig. <xref ref-type="fig" rid="Ch1.F4"/>).</p>
      <p><?xmltex \hack{\newpage}?>The shown classifiers using two parameters detect a lead if both thresholds
are reached. This logical “and” criterion is now replaced by an “or”. A
classifier based on the MAX and the PP could for example define a measurement
as a lead if its MAX value is above <inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> W or if its PP value is above
<inline-formula><mml:math display="inline"><mml:mn>0.3</mml:mn></mml:math></inline-formula> (one of those is now sufficient). This influences the number of
false ice and false lead detections (i.e., the cost function). As a result, our
example has higher thresholds than it would have for the same weight and
parameters using the “and” criterion. Performing the same test as before
but now using the “or” criterion for all pairs of parameters achieved no
improvement of the classification (not shown).</p>
      <p>The fact that combining two parameters seems to have no benefit at all
indicates that the parameters are basically all utilizing the same physical
information and that the instrument and fading noises have either a
correlated influence on all parameters or the influence is not significant at
all. As some of the parameters are derived in a very different way (e.g.,
waveform- and stack-based ones) we do not expect the noise to affect them
equally. We conclude that noise probably plays only a minor role in the
classification errors.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>Narrow leads and sea surface height</title>
      <p>It has been shown that leads which only cover a small fraction of a radar
altimeter footprint can dominate the signal due to the high amplitude of
specular returns <xref ref-type="bibr" rid="bib1.bibx9" id="paren.57"/>. Therefore CS-2 detects leads which
are simply not visible for MODIS despite its higher resolution. The fraction
of these leads in the ice class of the ground truth cannot be quantified by
our approach. These narrow leads either cover the nadir point or not, while
leads covering the whole footprint (“true leads”) do for sure. Therefore
one could expect true lead measurements to ensure a higher quality (see
Sect. 4.3) for the derivation of the SSH.</p>
      <p>This expectation is supported by the smaller spread of the SSH estimate based
on the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> compared to the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>PP</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, with nearly the same
number of lead detections (true + false leads; Table <xref ref-type="table" rid="Ch1.T1"/>). This
advantage, on the other hand, certifies that narrow, unnoticed leads in the
ice class do not reverse the ROC analysis.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Off-nadir leads</title>
      <p>As mentioned before, leads which are not directly in nadir direction can
dominate the signal. As this can cause a bias in elevation
estimates, <xref ref-type="bibr" rid="bib1.bibx38" id="text.58"/> introduced the left and right pulse peakiness to
avoid off-nadir leads. It has further been shown that it is, to some extent,
possible to reduce the influence of off-nadir leads by increasing the pulse
peakiness threshold of a single parameter classifier <xref ref-type="bibr" rid="bib1.bibx3" id="paren.59"/>.
This is done at the cost of discarding up to 60 % of the lead detections
and thereby increasing the statistical error. The underlying process allowing
for this reduction is the influence of the surface orientation towards the
sensor on the maximum return. The relative orientation, favoring high maximum
values the most, is expected to be found close to the nadir point. The
further away from this point the main scattering surface (i.e., the lead) is,
the more power is reflected away from the sensor instead of back towards it.
This process influences the MAX value in the first place which then has
implications for the PP <xref ref-type="bibr" rid="bib1.bibx3" id="paren.60"/>. Therefore it is reasonable to
assume that the influence of off-nadir leads is also reduced for high MAX
thresholds, potentially even stronger than for the PP, as the process causing
this reduction has a more direct impact on it. This assumption is supported
by the reduced SSH variance of the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> even though we cannot say
whether this reduction is caused by the elimination of off-nadir leads or
incorrectly classified ice measurements (or a combination of both).</p>
</sec>
<sec id="Ch1.S4.SS4">
  <title>Spatial distribution</title>
      <p>The CS-2 lead fraction shows a reasonable spatial
distribution. It is small in the central Arctic and north
of the Canadian Arctic Archipelago which are typical
regions of thick multi-year ice. It shows high values in
regions of high drifting velocities or those known to favor the
development of polynyas like the Fram Strait, the western Laptev
Sea and the Chukchi Sea. The lead fractions also
increase around most islands and coasts which introduce
shear between the land fast ice and the drifting pack ice.
Small lead fractions in the eastern Laptev Sea and the western parts of the East Siberian Sea could indicate the presence of large amounts of land fast ice.
The absolute lead fraction values tend to be higher but are
mostly in agreement with those of <xref ref-type="bibr" rid="bib1.bibx24" id="text.61"/>. They
found lead fractions of 2 to 3 % for the central arctic
and 6 to 9 % in the peripheral seas in the winter using
the Advanced Very High Resolution Radiometer (AVHRR).</p>
      <p>In nearly all regions, the CS-2 lead fraction exceeds the
AMSR-E Arctic lead area fraction from <xref ref-type="bibr" rid="bib1.bibx40" id="text.62"/>
(Fig. <xref ref-type="fig" rid="Ch1.F8"/>). While the AMSR-E product only
detects most leads with a width of 3 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> and more,
a width of at least some hundred meters is sufficient for detection
by CS-2. As shown in Sect. <xref ref-type="sec" rid="Ch1.S3.SS4"/>, the apparent lead
width follows a power law on the scale of kilometers,
implying that measurements from narrow leads largely
outnumber those from wider leads. In contrast to the
CS-2 lead fraction, the AMSR-E product additionally does not
include very large regions of thin ice like huge polynyas,
as a spatial high-pass filter is used.</p>
      <p>The ice edge towards the North Atlantic is captured by both
approaches quite similarly. In Fig. <xref ref-type="fig" rid="Ch1.F8"/>a we expect the ice edge to be at
the interface between areas of no lead detections around
the Norwegian and central Barents Sea and neighboring areas
of higher lead fractions. This
allows the inference that the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
detects no leads over the open ocean. For this reason the
lead fraction of grid cells at the very ice edge is likely to be underestimated, relative to the ice-covered part of the cell.</p>
      <p>While the AMSR-E lead fraction drops relatively consistently
down to values around 2–3 % within a belt of around
200 km from the ice edge, CS-2-based estimates show much
higher values of around 12 % in these areas. The high
values in the marginal ice zone are reasonable as this area
is likely to be fractured due to the influence of ocean
waves. Especially in the Baffin Bay, the northern Barents
Sea and the Kara Sea, high rates of new ice formation can
occur in winter which is in good agreement with high CS-2
lead fractions of these regions. The general reasonable
distribution and its alternation enhance our confidence in
the CS-2 lead detection algorithm.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <title>Apparent lead width</title>
      <p>Compared to the power law, the found number of apparent
lead width of 300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> is smaller than expected. This
is a typical feature of the lower bound of the resolution
as leads of this size are not always covered by a single
measurement but partially by more, not necessarily leading
to a detection. This is intensified by the elongated
footprint of CS-2 as small leads may only be detected if
they cover most of the width of the footprint. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>MAX</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is optimized mainly on
leads wider than a single measurement which could also cause the relative small number of apparent lead width of 300 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>. Therefore it
is likely that the bend on the lower bound of the
distribution in Fig. <xref ref-type="fig" rid="Ch1.F10"/> is an artifact and not a valid part of the lead
distribution.</p>
      <p><xref ref-type="bibr" rid="bib1.bibx27" id="text.63"/> have found a power-law exponent similar
to ours, between 2.1 and 2.6 for scales from 20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> to
2 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>, by analyzing a single SPOT image with
a resolution of 10 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>. In two submarine-based
surveys, power laws with exponents of 2 and 2.29 were found
for the regions from the Fram Strait to the North Pole and
the Davis Strait, respectively <xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx47" id="paren.64"/>. In both cases, resolutions of about
5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> are present and the power law holds for the
range from 50 to 1000 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula>. The examination of
submarine and mooring data by <xref ref-type="bibr" rid="bib1.bibx18" id="text.65"/> also
indicates a strong accumulation of lead widths down to
5 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> but the distribution has not been analyzed. For
the central Arctic, a study of <xref ref-type="bibr" rid="bib1.bibx24" id="text.66"/> also
states a power-law distribution, but with a mean exponent
of 1.6 for scales from 1 to around 50 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula>. It is
based on thermal to near-visible infrared measurements from
the AVHRR, which is, despite its resolution of 1 km,
expected to detect leads with a minimum width below this
size. It has been discussed whether the lead width
distribution might be scale-dependent <xref ref-type="bibr" rid="bib1.bibx24 bib1.bibx27" id="paren.67"/> which seems not to be the case, as we found
a stable power-law behavior on scales partly covering those
of all other studies.</p>
      <p>The results of <xref ref-type="bibr" rid="bib1.bibx24" id="text.68"/> are contradictory to
ours as we found a higher power-law exponent, implying
a higher fraction of narrow leads. One explanation would be
the relative coarse resolution of the AVHRR in combination
with its high sensitivity to leads. This could cause leads
to appear wider then they are, as well as several narrow
ones to appear as one wide lead, resulting in a less steep
apparent lead width distribution. Comparisons with MODIS
images indicate that the classifier used in this study
switches in some cases between lead and ice detections over
refrozen leads. This could result in an overestimation of
the power-low exponent. The estimates might also have
a different tolerance of refrozen leads, while both include
at least the early stages of freezing. The size of leads
often grows with time as the surrounding ice floes keep
drifting apart, meaning that estimates which include older
leads are also likely to show less steep apparent lead
width distributions.</p>
      <p>Another reason could be an actual shift in the distribution
between the periods from 1989 to 1995 and 2011 to
2014. This would be consistent with the results
of <xref ref-type="bibr" rid="bib1.bibx27" id="text.69"/> but would not explain the differences
to those studies by <xref ref-type="bibr" rid="bib1.bibx46" id="text.70"/>
and <xref ref-type="bibr" rid="bib1.bibx47" id="text.71"/>. However, this shift could be
driven by observed changes in the amount of perennial ice,
the ice thickness and drifting
velocities <xref ref-type="bibr" rid="bib1.bibx33 bib1.bibx12 bib1.bibx35" id="paren.72"/>. <xref ref-type="bibr" rid="bib1.bibx35" id="author.73"/> further link
an increase found in winter strain rates between 1978 and
2007 to a weakening in mechanical strength of the ice and
increased fracturing. We found no sign for a trend of the
power-law exponent within the 4 years of CS-2 data.</p>
</sec>
<sec id="Ch1.S4.SS6">
  <title>Implications of apparent lead width distribution</title>
      <p>As most leads are not crossed orthogonally, the apparent lead width is typically larger than the actual width of the lead. A transformation to the latter is not
possible without profound knowledge of the sensitivity of
lead detections and it requires assumptions about the shape
and orientation of leads. This is impeded by a nonuniform
distribution of lead orientation <xref ref-type="bibr" rid="bib1.bibx6" id="paren.74"/>. For
most applications it is not necessary to perform this
transformation as this is the way leads appear to anything
moving along sea ice, including the wind acting on the
ocean surface.</p>
      <p>The apparent lead width distribution shows a strong
intensification towards smaller lead widths. The area
contribution of leads with the width <inline-formula><mml:math display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> is <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>z</mml:mi><mml:mo>⋅</mml:mo><mml:mi>p</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>∝</mml:mo><mml:msup><mml:mi>z</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn>2.47</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, which still decreases relatively fast
with increasing width. This indicates that every
lead area estimate which is not capable of detecting narrow
leads is very likely to underestimate the total lead
area. For a parametrization of lead area estimates it is of
high interest to know down to which bound the power-law
behavior holds. This defines not only the mean lead width
but also the fraction of lead area which is not captured by
the estimate.</p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p>This study presented the potentials of several parameters
and combinations of them to distinguish CryoSat-2
measurements from leads and those from ice. They have been
tested by deriving thresholds and analyzing their
capabilities of reproducing a prior classification. The
combination of parameters, even though common practice, has
not shown any advantage for threshold-based
classifications. Using the maximum value of the waveform
has in all cases shown better results than any other tested
parameter, including the pulse peakiness. Compared to the
classifier used by <xref ref-type="bibr" rid="bib1.bibx22" id="text.75"/>, a threshold of <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>2.58</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">W</mml:mi></mml:math></inline-formula> on the MAX detected only 68
instead of 83 % of ensured lead measurements but showed a much more stable SSH estimate by
reducing the amount of ice being detected as lead and/or off-nadir leads. A solid lead detection, which ensures that nearly
all lead classifications actually originate from
leads, facilitates a precise, unbiased freeboard
retrieval. It thereby helps to improve ice thickness
estimates, which is one of the major aims of the CryoSat-2
mission.</p>
      <p>The threshold of <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>2.58</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn>11</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">W</mml:mi></mml:math></inline-formula> was further
used as the best representation of the overall lead
occurrence. It showed reasonable spatial distributions with
relatively high lead fractions of around 12 % in the
marginal ice zone. This data set has been made available at <uri>http://icdc.zmaw.de/</uri>. The apparent lead width was derived from
the number of consecutive lead detections. Its
distributions follow a power law with exponent of
<inline-formula><mml:math display="inline"><mml:mrow><mml:mn>2.47</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mo>±</mml:mo><mml:mn> 0.04</mml:mn></mml:mrow></mml:math></inline-formula> which implies a concentration of both
amount and area contribution at small lead
widths. Embedding this work into those of others, a scale-independent
lead width distribution from 20 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">m</mml:mi></mml:math></inline-formula> to
50 <inline-formula><mml:math display="inline"><mml:mi mathvariant="normal">km</mml:mi></mml:math></inline-formula> is likely. The implications for
a parametrization of low-resolution lead area estimates
were addressed and its dependency on the lower bound of the
distribution found was emphasized. The turbulent heat transport
over ice-covered regions is known to be strongly lead width-dependent on small scales. The distribution found
suggests that the work of <xref ref-type="bibr" rid="bib1.bibx27" id="text.76"/>, based on
a single SPOT scene, can be generalized. This implies
a much higher heat transport per lead area than that which would be
obtained by wide leads. In this manner the presented
findings can help to improve the parametrization of this
fundamental process in coupled ocean–ice–atmosphere models.</p>
</sec>

      
      </body>
    <back><app-group>
        <supplementary-material position="anchor"><p><bold>The Supplement related to this article is available online at <inline-supplementary-material xlink:href="http://dx.doi.org/10.5194/tc-9-1955-2015-supplement" xlink:title="pdf">doi:10.5194/tc-9-1955-2015-supplement</inline-supplementary-material>.</bold></p></supplementary-material>
        </app-group><ack><title>Acknowledgements</title><p>This work is supported by the German Federal Ministry of
Education and Research (FKZ: 01LP1126A) and in part
through the Cluster of Excellence “CliSAP” (EXC177),
University of Hamburg, funded through the German Science
Foundation (DFG). CryoSat-2 data are provided by the
European Space Agency (ESA). Additionally we would like
to acknowledge the use of Rapid Response imagery from the
Land Atmosphere Near-real-time Capability for EOS (LANCE)
system operated by the NASA/GSFC/Earth Science Data and
Information System (ESDIS) with funding provided by
NASA/HQ. The AMSR-E Arctic lead area fraction is provided
by the Integrated Climate Data Center (ICDC,
<uri>http://icdc.zmaw.de/</uri>), University of Hamburg,
Hamburg, Germany. We would like to thank Veit Helm,
Stefan Hendricks and Robert Ricker for the kind and
fruitful discussions.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>Edited by:  C. Haas</p></ack><ref-list>
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